Ann Zemann  | Chief Compliance Officer

Ann Zemann

Story

I was born and raised in Nebraska and like any good Cornhusker, I grew up loving football. I graduated from the University of Nebraska-Omaha and started my career with Securities America. It didn’t take long to discover that compliance is where my skills best fit. I have owned my own compliance consulting business for over ten years, serving investment advisory firms across the country and helping them improve their compliance program.

 

When I am not consulting on compliance, you can typically find me watching football, managing a fantasy team, watching recruiting videos of potential new Nebraska players, or volunteering at and organizing charitable activities.

 

I like to think that my understanding of an advisor’s practice comes from having managed my own business for over ten years. I enjoy working with people, solving problems, and helping to streamline processes as much as possible. Although following rules and regulations is my focus, that doesn’t mean my answer must always be no.

Bachelors of Science
Previously held numerous securities licenses

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